Advisor control
Firms and authorized advisors remain responsible for reviewing, approving, and deciding what information is shared with clients or used in their work.
Portland, Oregon
Ref. AR-2291. Signed January 12, 2026. To: Sam Okafor.
1. Who we are
Alder & Rowe is an independent firm. Dana Whitfield leads your file, and the office can reach her during business hours.
2. Our services
We prepare your annual review, keep your client file current, and answer questions about it through your client app.
Anything outside these services is agreed separately in writing before work starts.
Portland, Oregon
Prepared for Sam Okafor by Dana Whitfield.
1. What this plan covers
This plan runs for the calendar year. It covers an annual review and two check-in calls. Other work is agreed separately in writing.
2. Dates this year
- First check-in
- March 12
- Annual review
- May 14
- Second check-in
- September 8
3. Who to contact
Dana Whitfield leads your file. Ask in your client app, or call the office during business hours.
Transcript, April 2
Generated from the call recording. Not yet reviewed.
Dana Thanks for making time. Did the statements come through on your side?
Sam They did. I wanted to check the date we set for the review.
Dana We moved it to May 14. I can send the notes from March so you have them.
Sam Please do. And is there anything else you need from me before then?
Dana Only the proof of address. You can upload it in your client app.